Reporting a Compliance Concern

Below you will find contact information and how to report a compliance concern.

Anonymous Hotlines and Online Reporting Tool

VNSNY Hotline: 1-212-290-4773

VNSNY CHOICE Hotline: 1-888-634-1558

VNSNY Online Reporting Tool:

Through our Hotlines and Online Reporting Tool, individuals can report a concern or seek guidance about compliance questions:

  • 24 hours, 7 days a week
  • Anonymously, if you choose
  • Without worry of retaliation or intimidation
  • Compliance Leadership

Contact Compliance Leadership       

Marianna (Annie) Miyazaki-Grant
SVP, Chief Compliance & Privacy Officer
Email[email protected]

Doug Goggin-Callahan
VP, Compliance & Regulatory Affairs
Phone: 1-347-804-8601
Email: [email protected]

Fax or Mail Material to Compliance Departments

Individuals can also send materials to the Compliance departments by fax or mail:

Attn: Compliance Department
220 East 42nd Street, 6th Floor
New York, NY 10017
1-646-459-7729 (fax)

Attn: Compliance Department
220 East 42nd Street, 3rd Floor
New York, NY 10017
1-646-459-7730 (fax)